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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-11 |
| TX | RA | APPROVED_RES | 2023-08-11 |
Branch Locations
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Vista, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/1996 | 08/2023 |
| Edward D. Jones & Co., L.P. | Maryland Heights | MO | 02/1996 | 08/2023 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-11 |
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