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Timothy Charles Rogers

Edward Jones

Folsom, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CA RA APPROVED 2007-03-03
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CA RA
    APPROVED
    Since 2007-03-03

Branch Locations

600 Coolidge Dr 185, Folsom, CA 95630-4211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Folsom CA 02/1988 Present
  • 02/1988 → Present
    Edward D. Jones & Co., L.P.
    Folsom, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
S63 Uniform Securities Agent State Law Examination 1988-10-31
  • S66 Uniform Combined State Law Examination
    2007-02-22
  • S63 Uniform Securities Agent State Law Examination
    1988-10-31
Other Names
  • Timothy Charles Rogers
  • Timothy C Rogers
  • Timothy Charles Rogers

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

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