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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-27
WA RA APPROVED 1988-11-02
  • TX RA
    APPROVED_RES
    Since 2017-11-27
  • WA RA
    APPROVED
    Since 1988-11-02

Branch Locations

Woodinville, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodinville WA 09/2005 03/2020
Ameriprise Financial Services, Llc Woodinville WA 03/2020 Present
Other Businesses

Business Ownership; Winter Tax Advisor; ; Tax Preparation; 23710 NE 170th StWoodinville, WA 98077-7315, ,; ; 03/22/2010; 10 to 19 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-03
  • S63 Uniform Securities Agent State Law Examination
    1988-10-03
Designations

View on SEC IAPD

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