Katherine Elizabeth Lewis

Current Employers

Employment History

• 09/2014 → 02/2022
  Voya Financial Advisors
  Milwaukee, WI
• 02/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2017 → Present
  Lewis Financial Group
  Milwaukee, WI
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-06-29 → 2022-02-23
  Voya Financial Advisors, Inc.
  Columbus, OH
  Milwaukee, WI
  Lisle, IL
  Lisle, IL
  Holland, MI
• 2011-03-01 → 2012-01-25
  Voya Financial Partners, Llc
  Milwaukee, WI
  Windsor, CT
  Milwaukee, WI
  Fairfax, VA
• 2011-01-31 → 2011-03-09
  Voya Financial Advisors, Inc.
  Columbus, OH
  Milwaukee, WI
• 2009-01-08 → 2011-01-31
  Voya Financial Partners, Llc
  Windsor, CT
  Overland Park, KS
  Windsor, CT
  Milwaukee, WI
  Fairfax, VA

Other Businesses

1. NAME OF OTHER BUSINESS: MILWAUKEE MONTESSORI SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 345 95TH ST MILWAUKEE, WI, 53226; NATURE OF BUSINESS: BOARD; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PRESIDE AT BOARD MEETINGS, EX OFFICIO COMMITTEE MEMBER WITH VOTING RIGHTS. SIGN DOCUMENT AS REQUIRED THE BOARD OF TRUSTEES, PERFORM DUTIES INCIDENTAL TO DUTIES OF THE BOARD PRESIDENT; 2. NAME OF OTHER BUSINESS: LEWIS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: CEO AND FINANCIAL ADVISER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MANAGE FINANCIAL SERVICES PRACTICE AND ACT AS FINANCIAL ADVISER 3. NAME OF OTHER BUSINESS: LEWIS FINANCIAL GROUP MILWAUKEE, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE LEASE; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: LEASE OFFICE SPACE FOR DBA, SIGN LEASE, PAY RENT AND MAINTAIN SPACE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-25
• S63 Uniform Securities Agent State Law Examination
  1994-07-15

Other Names

• Kate Lewis
• Kate Lewis
• Kate Lewis