Malcolm Emerson Polley

Current Employers

Employment History

• 05/2001 → 12/2023
  S&T Bank
  Indiana, PA
• 12/2004 → 01/2024
  Stewart Capital Advisors
  Indiana, PA
• 01/2024 → Present
  Stratos Wealth Advisors, Llc
  Indiana, PA
• 01/2024 → Present
  Stratos Investment Management, Llc
  Indiana, PA

Previous Registrations

• 2014-01-06 → 2024-01-04
  Stewart Capital Advisors, Llc
  Indiana, PA

Other Businesses

1) A Lit Bit of Country, LLC: Non-investment-related, 3271 Rte 119 Hwy N, Homer City, PA 15748, Craft Shop, Co-owner, May of 2018, approximately between 20-30 hrs per week after 5 pm and on Saturday. 2) Foundation for YMCA of Indiana County; Investment-Related, 60 N Ben Franklin Rd, Indiana, PA 15701, Charitable Endowment, Chair of the Endowment Committee, October 2018, 4hrs during trading hours per a year. 3) YMCA of Indiana County: Non-investment-related, 60 N Ben Franklin Rd, Indiana, PA 15701, Community Non-Profit, Board Member, January 1st of 2019, 4-12 hours during trading hours per a year. 4) Stratos Investment Management, LLC. Inv related. Indiana, PA. Investment Advisory. Chief Market Strategist. Start Date 1/8/2024.120 hours per month/ 120 hours per month during securities trading hours. 5) Stratos Wealth Advisors, LLC. Inv Related. Indiana, PA. Registered Investment Advisor, Financial Advisor. Start Date 1/15/2024. 40 hours per month/30 hours per month during securities trading hours. Personal advisory production. 6) Barnwood Capital - Registered Investment Advisor DBA of Stratos Wealth Advisors, LLC. Inv Related. Indiana, PA. Investment Advisory and Financial Planning. Founder/Owner, Financial Advisor. Start Date 1/8/2024. Hours same as with Stratos Wealth Advisors, LLC. Personal advisory production. 7) Round Table Group. Not Investment Related. An expert witness finding service. Consultant as an expert witness on cases I feel qualified to opine on. Start Date 6/2/2024. 10 hours per month/ 0 hours per month during securities trading hours. 8) Silverlight Research. Not Investment Related. A UK Based firm providing consultancy services. Consultant. Start date: 5/17/2024. 4 Hours per month; 2 hours per month during securities trading hours. Outside consultant providing input on certain subjects/topics. 9) Eberly College of Business and Technology At Indiana University of Pennsylvania. Not Investment related. 664 Pratt Rd, Indiana, PA. Education/University. Adjunct Faculty. Start 8/26/2024. 16 hours per month/0 hours per month during securities trading hours. Finance and Economics faculty. 10) Outcome Private Wealth - Investment Related - Address: 3165 E Millrock Drive Suite 100 Holladay, UT 84121 - Nature of Business: Wealth Management - Position: Chief Investment Analyst - Start Date: 6/2/2025 - Number of hours per month/devoted during business hours: 40 - Business Description: Financial Planning and Wealth Management Services.

Exams

• S66 Uniform Combined State Law Examination
  1997-07-21
• S63 Uniform Securities Agent State Law Examination
  1988-10-21

Designations

Other Names

• Malcolm Emerson Polly
• Malcolm Emerson Polley