David Gordon Roberts

Current Employers

Employment History

• 08/2004 → Present
  Rg Investment Advisory Llc
  Bellevue, WA
• 06/1988 → Present
  Rainier Group Incorporated
  Bellevue, WA
• 10/2013 → Present
  Cascadia Capital, Llc
  Seattle, WA
• 11/2018 → Present
  Coldstream Securities, Inc.
  Bellevue, WA

Previous Registrations

• 2004-09-16 → 2020-12-31
  Coldstream Wealth Management
  Bellevue, WA
• 1990-08-22 → 2004-12-31
  Cincinnati Analysts, Inc.
  Seattle, WA

Other Businesses

DAVE ROBERTS IS EMPLOYED BY THE RAINIER GROUP, INC., WHICH IS OWNED BY COLDSTREAM HOLDINGS, INC. DAVE'S PRIMARY BUSINESS ACTIVITY IS SERVING AS A BUSINESS TRANSITION CONSULTANT TO PRIVATELY HELD COMPANIES UNDER RAINIER GROUP CONSULTING (RGC), WHICH IS OWNED BY COLDSTREAM HOLDINGS, INC. DAVE IS PAID A SALARY AND BONUS AT RGC. DAVE IS ALSO A MEMBER OF CONSENZA LLC, A NEVADA LLC. DAVE SPENDS NO MORE THAN 5% OF HIS TIME IN TOTAL ATTENDING TO DIRECTOR DUTIES. I CURRENTLY SERVE ON THE BOARD OF THE FOLLOWING: 1)BRENNAN HOLDINGS, LOCATED AT 121 SOUTH MAIN STREET, AKRON, OHIO, MY START DATE WAS IN 2010, THE BUSINESS IS NOT INVESTMENT RELATED, I DEVOTE LESS THAN 15 HOURS PER MONTH, TIME DEVOTED DURING SECURITIES TRADING HOURS IS LIMITED. 2)CANAM INDUSTRIES, LOCATED AT 50 OAK COURT, DANVILLE, CA, MY START DATE WAS IN 2015, THE BUSINESS IS NOT INVESTMENT-RELATED, I DEVOTE 1 HOUR PER MONTH TO THIS BUSINESS. 3)COLDSTREAM CAPITAL, LOCATED AT ONE 100TH AVE NE SUITE 102, BELLEVUE, WA , MY START DATE WAS IN 2017, THE BUSINESS IS INVESTMENT-RELATED, I DEVOTE 3-4 HOURS PER MONTH TO THIS BUSINESS, TIME DEVOTED DURING SECURITIES TRADING HOURS IS LIMITED. 4) Superior Tank Lines in Colton CA, start date in 2021. Business is not investment related; devote 2 hours per month to this business

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-02-13