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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| MI | RA | APPROVED | 2010-09-10 |
Branch Locations
Canton, MI • United States
730 Penniman Avenue, Plymouth, MI 48170 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Birmingham | MI | 01/2009 | Present |
1)Freelance Writer - 1096 Harding, Plymouth, MI 48170/ Investment related?: no / 7120 Royal Villa Court Canton Michigan 48187/ Proprietor / owner/ start date: 1/28/2009 2)GREAT LAKES GOLF ACADEMY / 1096 HARDING PLYMOUTH MI 48170 / OTHER / SPORT & LEISURE FACILITIES / THE DEVELOPMENT OF JUNIOR GOLFERS WITH PROMISE TO ADVANCE TO THE COLLEGIATE LEVEL. / MEMBER OF BOARD OF DIRECTORS / BOARD COMMITTEE MEMBER / START DATE 04/24/2010/ 5 HRS PER MONTH. 3) Royal Villa Condominium Association, Home owners association for nine homes. I will be treasurer, with collecting dues and bill paying responsibilities.Officer, I will be treasurer, with collecting dues and bill paying responsibilities. Current annual budget is approximately $, start date-7/1/2021, MichiganUnited States-48187
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-06 |
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