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Current Employers
Sheeley & Partners Wealth Management, Llc

100 Westminster St. Suite 1202, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APP_PEND_IARCE 2026-01-01
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

100 Westminster St. Suite 1202, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Navigator Investments, Llc Providence RI 06/1998 Present
  • 06/1998 → Present
    Navigator Investments, Llc
    Providence, RI
Other Businesses

Knickerbocker Wealth Resources, LLC, not investment related, 100 Westminster Street, Suite 1202, Providence, RI 02903, owner, 01/2007, 5-7 HOURS PER MONTH, 5-7 HOURS DURING TRADING HOURS, duties involve management and oversight

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-17
  • S63 Uniform Securities Agent State Law Examination
    1988-08-17
Other Names
  • Lesley Sheeley

View on SEC IAPD

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