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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-12-09 |
| TX | RA | APPROVED | 2008-12-05 |
Branch Locations
750 University Avenue Suite 250, Los Gatos, CA 95032 • United States
Tahoe City, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Gatos | CA | 11/2013 | Present |
Los Gatos Littel League / Los Gatos LL Los Gatos,ca 95032 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Baseball / Member of Board of Directors / / Raise funds for the league / Start Date 1/1/2017 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-29 |
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