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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| UT | RA | APPROVED | 2014-05-15 |
Branch Locations
Salt Lake City, UT • United States
6465 S 3000 E Ste 200, Salt Lake City, UT 84121 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2014 | Present |
1) INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 EAST SALT LAKE CITY UT, 05/2014, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INV REL, 1 HR/WK 0 HR/TRADING 2) THE LION GROUP, 3339 S FALLON RD SALT LAKE CITY UT, 06/2014, AS OWNER OF LLC FOR LIABILITY PURPOSES. NIR, 1 HR/WK 0 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2015, AS ADVISORY REP OF A RIA. INV REL, 45 HR/WK 35 HR/TRADING 4) INVESTMENT MANAGEMENT CONSULTANTS, 6465 South 3000 East, Suite 200, SLC UT 84121, United States, 05/01/2014, IAR, DBA, INV REL, 160/MO - 160/Trading 5) MARK F LEONE, 6465 South 3000 East SLC UT 84121, START DATE 05/2014, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO 4, HR/MO TRADING 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-27 |
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