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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-12
  • FL RA
    APPROVED
    Since 2026-08-12

Branch Locations

Palm Beach, FL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Gvs Financial Group, Inc.

Palm Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
NY RA APPROVED 2021-03-31
  • FL RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gvs Financial Group, Inc. Palm Beach FL 01/2004 07/2026
Lpl Financial Palm Beach FL 07/2026 Present
Other Businesses

1. 07/2026 - GVS Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - 140 Hrs/Mth - 120 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026 2. 07/2026 - GVS1 LLC - Real Estate Rental - Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Brooklyn, NY 11228 - OBA Start Date: 11/15/2007 3. 07/2026 - GVS3 LLC - Real Estate Rental - Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Palm Beach, FL 33480 - OBA Start Date: 11/08/2019 4. 07/2026 - GVS4 LLC - Real Estate Rental - Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Palm Beach, FL 33480 - OBA Start Date: 06/26/2020 5. 07/2026 - HDL Therapeutics, Inc. - For-Profit Board Member - Not Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Vero Beach, FL 32960 - OBA Start Date: 07/01/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
S63 Uniform Securities Agent State Law Examination 1989-07-13
  • S66 Uniform Combined State Law Examination
    2003-12-05
  • S63 Uniform Securities Agent State Law Examination
    1989-07-13
Designations

View on SEC IAPD

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