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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Farm Land in Posey County IN. This property is co-owned by my si, Spencer Ditch Road, Mount Vernon, IN, 47620; Not Investment-Related; 03/01/2000 / Commercial; 6226 Covington Road Fort Wayne IN 46804, Moore Financial Center, Fort Wayne, IN, 46804; Investment-Related; 06/01/2006. Business Ownership; Moore, Moore, Moore, LLC; ; Real Estate holding company for commercial real estate at 6226 Covington Road Fort Wayne, IN 46804; 6226 Covington Rd Fort Wayne, IN 46804, ,; Not Investment-Related; 06/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours / CPM Group, LLC; ; Holding company for employees and equipment; 6226 Covington Rd. Fort Wayne, IN 46804, ,; Not Investment-Related; 06/01/2008; 10 to 19 hours per month; 1 to 9 during trading hours / CPM Partnership, LLC; Owner; Manage Ameriprise Business; 6226 Covington Road, Moore Financial Center, Fort Wayne, IN, 46804; Investment-Related; 12/22/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-09-12
  • S63 Uniform Securities Agent State Law Examination
    1988-09-12

View on SEC IAPD

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