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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-04
TX RA APPROVED 2021-11-04
  • CA RA
    APPROVED
    Since 2021-11-04
  • TX RA
    APPROVED
    Since 2021-11-04

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 05/2010 11/2021
City National Bank Beverly Hills CA 03/2017 11/2021
Jpmorgan Chase Bank, N.A. Los Angeles CA 11/2021 Present
J.P. Morgan Securities Llc Los Angeles CA 11/2021 Present
Takes, Inc San Francisco CA 05/2023 Present
  • 05/2010 → 11/2021
    Beverly Hills, CA
  • 03/2017 → 11/2021
    City National Bank
    Beverly Hills, CA
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 11/2021 → Present
    Los Angeles, CA
  • 05/2023 → Present
    Takes, Inc
    San Francisco, CA
Previous Registrations
  • 2010-05-11 → 2021-11-18
    Century City, CA
    Beverly Hills, CA
    Century City, CA
  • 2009-06-01 → 2010-05-19
    Los Angeles, CA
  • 2003-06-24 → 2009-06-01
    Los Angeles, CA
    Los Angeles, CA
  • 2003-01-17 → 2003-05-06
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 1997-07-08 → 2003-01-17
    Pershing Llc
    La, CA
Other Businesses

Entity Name: Takes, Inc Investment related: No Address: San Francisco, CA,90067 Nature of the other business: Social Media Position/Title/Relationship: Owner/Partner Start Date: 05/15/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sports social media business Effective 11/4/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-06
S63 Uniform Securities Agent State Law Examination 1989-02-21
  • S66 Uniform Combined State Law Examination
    2002-06-06
  • S63 Uniform Securities Agent State Law Examination
    1989-02-21

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