Wills Schneider Henriquez

Current Employers

Ezana Capital Advisers, Llc

Brooklyn, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-06

NY RA
APPROVED

Since 2021-07-06

Branch Locations

Brooklyn, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Network 1 Financial Securities, Inc.	Red Bank	NJ	04/2013	05/2018
Polk Ave Capital, Inc	Brooklyn	NY	06/2018	Present

04/2013 → 05/2018

Network 1 Financial Securities, Inc.

Red Bank, NJ
06/2018 → Present

Polk Ave Capital, Inc

Brooklyn, NY

Other Businesses

Polk Avenue Capital, Inc., 155 Water St., Ste. 32, Brooklyn, NY 11201. Start date: 5/23/2014. Owner. No duties. This is a corporation for tax purposes only. Not investment-related. No time devoted to the OBA during normal trading hours. Minimal time devoted during non-trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-29
S63	Uniform Securities Agent State Law Examination	1993-12-01

S65 Uniform Investment Adviser Law Examination

2022-03-29
S63 Uniform Securities Agent State Law Examination

1993-12-01

Other Names

Wills S Henriquez
Wills S Henrtquez

View on SEC IAPD