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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-11
TX RA APPROVED_RES 1999-07-21
DC RA APPROVED 1998-04-24
MD RA APPROVED 1998-03-17
  • FL RA
    APPROVED
    Since 2025-02-11
  • TX RA
    APPROVED_RES
    Since 1999-07-21
  • DC RA
    APPROVED
    Since 1998-04-24
  • MD RA
    APPROVED
    Since 1998-03-17

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Palm City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 12/1994 Present
#Ia Merrill Lynch, Pierce, Fenner & Smit Vienna VA 12/1994 Present
Bank Of America, Na Reston VA 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-04
S63 Uniform Securities Agent State Law Examination 1988-09-02
  • S65 Uniform Investment Adviser Law Examination
    1993-02-04
  • S63 Uniform Securities Agent State Law Examination
    1988-09-02
Other Names
  • Rob Testwuide

View on SEC IAPD

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