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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2005-04-18
  • VA RA
    APPROVED
    Since 2005-04-18

Branch Locations

104 Wadsworth Street, Radford, VA 24143 • United States

2709 Brambleton Avenue, Roanoke, VA 24015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc Radford VA 04/2005 Present
Plott & French Financial Advisors Radford VA 04/2005 Present
Previous Registrations
Other Businesses

1) DBA/OWNER:PLOTT AND FRENCH FINANCIAL ADVISORS LOCATED AT BRANCH LOCATION. 2) RENTAL PROPERTIES. 3) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE BUSINESS ONLY. 4) NOTARY PUBLIC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-26
  • S63 Uniform Securities Agent State Law Examination
    1988-10-26
Designations

View on SEC IAPD

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