John Michael Neumann

Park Avenue Securities LLC

Claim This Profile

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-03-21
FL	RA	APPROVED	2022-03-03
CT	RA	APPROVED	2022-03-02
DE	RA	APPROVED	2022-03-02
ME	RA	APPROVED	2022-03-02
MD	RA	APPROVED	2022-03-02
NH	RA	APPROVED	2022-03-02
NJ	RA	APPROVED	2022-03-02
NY	RA	APPROVED	2022-03-02
PA	RA	APPROVED	2022-03-02
RI	RA	APPROVED	2022-03-02
VA	RA	APPROVED	2022-03-02

DC RA
APPROVED

Since 2022-03-21
FL RA
APPROVED

Since 2022-03-03
CT RA
APPROVED

Since 2022-03-02
DE RA
APPROVED

Since 2022-03-02
ME RA
APPROVED

Since 2022-03-02
MD RA
APPROVED

Since 2022-03-02
NH RA
APPROVED

Since 2022-03-02
NJ RA
APPROVED

Since 2022-03-02
NY RA
APPROVED

Since 2022-03-02
PA RA
APPROVED

Since 2022-03-02
RI RA
APPROVED

Since 2022-03-02
VA RA
APPROVED

Since 2022-03-02

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Freehold, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Financial Group	Enfield	CT	01/2008	04/2019
Mml Distributors, Llc	Enfield	CT	02/2008	04/2019
Mml Investors Services, Inc.	Enfield	CT	09/2009	04/2019
Mml Strategic Distributors Llc	Freehold	NJ	10/2014	04/2019
Crump Life Insurance Services	Harrisburg	PA	04/2019	02/2022
P.J. Robb Variable Corp.	Freehold	NJ	05/2019	02/2022
Guardian Life Insurance Company	New York	NY	02/2022	Present
Park Avenue Securities	New York	NY	03/2022	Present
Guardian Life Insurance Company	Freehold	NJ	06/2024	Present
Park Avenue Securities	Freehold	NJ	06/2024	Present

01/2008 → 04/2019

Massmutual Financial Group

Enfield, CT
02/2008 → 04/2019

Mml Distributors, Llc

Enfield, CT
09/2009 → 04/2019

Mml Investors Services, Inc.

Enfield, CT
10/2014 → 04/2019

Mml Strategic Distributors Llc

Freehold, NJ
04/2019 → 02/2022

Crump Life Insurance Services

Harrisburg, PA
05/2019 → 02/2022

P.J. Robb Variable Corp.

Freehold, NJ
02/2022 → Present

Guardian Life Insurance Company

New York, NY
03/2022 → Present

Park Avenue Securities

New York, NY
06/2024 → Present

Guardian Life Insurance Company

Freehold, NJ
06/2024 → Present

Park Avenue Securities

Freehold, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-04

S63 Uniform Securities Agent State Law Examination

1988-10-04

Designations

Other Names

John Michael Neumann
John Neumann

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor