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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawkins Capital Advisors | Los Angeles | CA | 05/2012 | Present |
| Gradient Securities, Llc | Shoreview | MN | 11/2012 | Present |
2011-PRESENT: INVESTMENT ADVISOR CONSULTANT/ ETF SIGMA/NOT INVESTMENT RELATED/LOS ANGELES, CA/FINANCIAL SERVICES TECHNOLOGY START-UP FIRM/ACTIVITY INVOLVES LESS THAN FIVE PERCENT OF TIME EACH MONTH. 2007-PRESENT: INSURANCE AGENT/VARIOUS UNAFFILIATED CARRIERS/LOS ANGELES, CA/INSURANCE RELATED/ACTIVITY INVOLVES TEN PERCENT OF TIME EACH MONTH. ENTITY: HAWKINS CAPITAL ADVISORS. 8939 S SEPULVEDA BLVD, #206 LOS ANGELES, CA 90043. NATURE: FINANCIAL PLANNING SERVICES; POSITION: OWNER/FINANCIAL PLANNER; START DATE: 07/2012.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-12 |
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