Stephen Rudolph Rodgers

Current Employers

Pendex Advisors, Llc

Ruston, LA • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2006-07-11

LA RA
APPROVED

Since 2006-07-11

Branch Locations

Ruston, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pendex Advisors, Llc	Ruston	LA	06/2006	Present

06/2006 → Present

Pendex Advisors, Llc

Ruston, LA

Other Businesses

PENDEX ADVISORS, LLC.INVESTMENT ADVISORY FIRM. OFFICE AT 1532 BONAPARTE, RUSTON, LA 71270 MANAGING DIRECTOR, PRESIDENT, MANAGING DIRECTOR. 120 HOURS PER MONTH. ALL PHASES OF AN I.A. INCLUDING RESEARCH, CLIENT DEVELOPMENT, INVESTMENT DECISION, ACCOUNTING, REGISTRATIONS, ETC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-15
S63	Uniform Securities Agent State Law Examination	1990-05-15

S65 Uniform Investment Adviser Law Examination

2006-05-15
S63 Uniform Securities Agent State Law Examination

1990-05-15

Other Names

Stephen Rudolph Rodgers
S R Rodgers
Rudie Rodgers

View on SEC IAPD