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Tony Lihuan Shen

Citigroup Global Markets Inc.

Jersey City, NJ

Long Island City, NY

Hollis Hills, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2018-01-08
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2018-01-08

Branch Locations

Citi Wealth Management, Operations 480 Washington Boulevard, Fl 16, Jersey City, NJ 07310 • United States

Citi Wealth Management, Ops & Fraud Two Court Square, Fl 12, Long Island City, NY 11101 • United States

Hollis Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2000-01-31
  • S66 Uniform Combined State Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2000-01-31

View on SEC IAPD

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