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Alan Robert Kepfer

Aspen Financial Management, Inc.

Cheney, WA

Arlington, TX

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Current Employers
Aspen Financial Management, Inc.

Cheney, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-06-07
FL RA APPROVED 2012-06-20
TX RA APPROVED 2005-04-22
NM RA APPROVED 2003-04-07
  • WA RA
    APPROVED
    Since 2022-06-07
  • FL RA
    APPROVED
    Since 2012-06-20
  • TX RA
    APPROVED
    Since 2005-04-22
  • NM RA
    APPROVED
    Since 2003-04-07

Branch Locations

Cheney, WA • United States

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspen Financial Management, Inc. Taos NM 09/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-21
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S65 Uniform Investment Adviser Law Examination
    2000-06-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24

View on SEC IAPD

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