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Michael James Purcell

Confluence Investment Management LLC

Winnetka, IL

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Current Employers
Confluence Investment Management Llc

20 Allen Avenue, Ste 300, Saint Louis, MO 63119 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-12
  • IL RA
    APPROVED
    Since 2018-11-12

Branch Locations

Winnetka, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Advisors, Llc Fairport NY 04/2014 08/2017
Confluence Investment Management Llc St. Louis MO 09/2018 Present
Spouting Rock Asset Management Winnetka IL 09/2017 04/2018
Unemployed Winnetka IL 05/2018 08/2018
Previous Registrations
Other Businesses

Member - Jupiter Management LLC (family business)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-17
S65 Uniform Investment Adviser Law Examination 1998-08-25
  • S63 Uniform Securities Agent State Law Examination
    2009-08-17
  • S65 Uniform Investment Adviser Law Examination
    1998-08-25

View on SEC IAPD

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