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James Scott Wolter

Broadreach Capital, LLC

Ponte Vedra Beach, FL

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Current Employers
Broadreach Capital, Llc

Ponte Vedra Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Ponte Vedra Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadreach Capital, Llc Ponte Vedra Beach FL 02/2009 Present
Broadreach Partners, Llc Ponte Vedra Beach FL 05/2009 Present
  • 02/2009 → Present
    Broadreach Capital, Llc
    Ponte Vedra Beach, FL
  • 05/2009 → Present
    Broadreach Partners, Llc
    Ponte Vedra Beach, FL
Previous Registrations
  • 2007-08-17 → 2008-12-31
    Brokersxpress Llc
    Chicago, IL
    Jacksonville Beach, FL
    Jacksonville Beach, FL
    Ponte Vedra Beach, FL
    El Paso, TX
    Wake Forest, NC
  • 2004-12-01 → 2006-10-31
    Osaic Fa, Inc.
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Jacksonville, FL
  • 2003-04-07 → 2004-12-01
    Raymond James Financial Services, Inc.
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-26
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-26
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19
Other Names
  • Scott Wolter
  • J Scott Wolter

View on SEC IAPD

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