Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-29 |
| NJ | RA | APPROVED | 2010-05-05 |
Branch Locations
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
230 Park Avenue, 3Rd Fl [Satellite], New York, NY 10169 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | New York | NY | 05/2010 | Present |
K.W. WHITAKER, LLC; INV RELATED; NEW YORK, NY; START DATE 10/10/2023; 200 HOURS PER MONTH; 8 DURING TRADING; FINET. PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, CFA PRESIDENT, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING. PART OF INSURANCE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-21 |
| S65 | Uniform Investment Adviser Law Examination | 1995-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-31 |
Reach out to this advisor