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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-01-25 |
| WI | RA | APPROVED | 2022-06-15 |
| IL | RA | APPROVED | 2018-09-26 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
1730 North Clark St. Suite 3105, Chicago, IL 60614 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Chicagi | IL | 04/1990 | 10/2017 |
| Metlife Securities Inc. | Chicago | IL | 04/1990 | 10/2017 |
| Mml Investors Services, Llc | Chicago | IL | 03/2017 | 10/2017 |
| Lpl Financial, Llc | Chicago | IL | 11/2017 | Present |
| Private Advisor Group, Llc | Burr Ridge | IL | 11/2017 | 09/2018 |
| Iht Wealth Management Llc | Chicago | IL | 09/2018 | Present |
01/24/2018 - Mass Mutual of Illinois - Investment Related - 2650 Warrenville Road Suite 100, Downers Grove, IL - Non-Variable Insurance - Start Date 01/04/2018 - 8 Hours Per Month/0 During Securities Trading. 11/19/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/24/2018 - 20 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/24/2018. I expect to spend approximately 20 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2/12/2019 - LTCI Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2018 - 12 Hours Per Month/0 Hours During Securities Trading. 4/12/2019 - ASH - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 4/15/2019 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2019 - 15 Hours Per Month/0 Hours During Securities Trading. 4/15/2019 - Brokers Alliance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/15/2019 - 12 Hours Per Month/0 Hours During Securities Trading. LPL FINANCIAL BROKER DEALER REGISTERED REPRESENATTIVE SINCE 11/2017 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-09 |
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