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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-01-25
WI RA APPROVED 2022-06-15
IL RA APPROVED 2018-09-26
  • NV RA
    APPROVED
    Since 2024-01-25
  • WI RA
    APPROVED
    Since 2022-06-15
  • IL RA
    APPROVED
    Since 2018-09-26

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

1730 North Clark St. Suite 3105, Chicago, IL 60614 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Chicagi IL 04/1990 10/2017
Metlife Securities Inc. Chicago IL 04/1990 10/2017
Mml Investors Services, Llc Chicago IL 03/2017 10/2017
Lpl Financial, Llc Chicago IL 11/2017 Present
Private Advisor Group, Llc Burr Ridge IL 11/2017 09/2018
Iht Wealth Management Llc Chicago IL 09/2018 Present
Previous Registrations
  • 2017-11-09 → 2018-10-08
    Burr Ridge, IL
    Morristown, NJ
  • 2017-03-25 → 2017-11-10
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 1998-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Chicago, IL
    St. Louis, MO
    Chicago, IL
    Milwaukee, WI
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Aurora, IL
    Milwaukee, WI
Other Businesses

01/24/2018 - Mass Mutual of Illinois - Investment Related - 2650 Warrenville Road Suite 100, Downers Grove, IL - Non-Variable Insurance - Start Date 01/04/2018 - 8 Hours Per Month/0 During Securities Trading. 11/19/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/24/2018 - 20 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/24/2018. I expect to spend approximately 20 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2/12/2019 - LTCI Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2018 - 12 Hours Per Month/0 Hours During Securities Trading. 4/12/2019 - ASH - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 4/15/2019 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/01/2019 - 15 Hours Per Month/0 Hours During Securities Trading. 4/15/2019 - Brokers Alliance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/15/2019 - 12 Hours Per Month/0 Hours During Securities Trading. LPL FINANCIAL BROKER DEALER REGISTERED REPRESENATTIVE SINCE 11/2017 INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-12
S63 Uniform Securities Agent State Law Examination 1988-09-09
  • S65 Uniform Investment Adviser Law Examination
    1998-08-12
  • S63 Uniform Securities Agent State Law Examination
    1988-09-09
Other Names
  • Dominic Allan Jr Nadeau

View on SEC IAPD

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