John Alfred Murphy

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-09
IN	RA	APPROVED	2022-01-11

TX RA
APPROVED

Since 2022-08-09
IN RA
APPROVED

Since 2022-01-11

Branch Locations

4310 Saratoga Parkway Suite 600, Plainfield, IN 46168 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parkland Securities, Llc	Ann Arbor	MI	08/2014	Present

08/2014 → Present

Parkland Securities, Llc

Ann Arbor, MI

Other Businesses

1. I HOLD VARIOUS TRADITONAL APPOINTMENTS WITH VARIOUS TRADITIONAL COMPANIES. 2. I established a sole member limited liability company called North 84 LLC for my non-variable life and non-variable annuity marketing business. North 84 LLC pays me a salary plus member distributions. Start date: 6/30/15, approx. 40 hrs/mo. 3. DBA - Saratoga Wealth Management, LLC, Plainfield, IN. Offering financial services. Start date: 8/8/22. approx. 20 hrs/mo, all during mkt hrs. INV REL: Y 4. Chick-N-Whistle, LLC - 1/3 owner of LLC that owns farm rental property in WI. Start date: 11/21/24, less than 1 hr/mo, INV REL: N

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-10
S63	Uniform Securities Agent State Law Examination	1988-10-05

S65 Uniform Investment Adviser Law Examination

2022-01-10
S63 Uniform Securities Agent State Law Examination

1988-10-05

Other Names

Jack Murphy

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