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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-26 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
305 Lytton Avenue, Palo Alto, CA 94301 • United States
2800 Sand Hill Road Suite 100, Menlo Park, CA 94025 • United States
Truckee, CA • United States
Palo Alto, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Menlo Park | CA | 08/1992 | Present |
1)HANNA BOYS CENTER/17000 ARNOLD DRIVESONOMA, CA 95476-0100 / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / RESIDENTIAL TREATMENT CENTER FOR AT-RISK TEENAGE BOYS. HANNA BOYS CENTER IS AN INDEPENDENT, FAITH BASED, NONPROFIT ORGANIZATION. MEMBER OF INVESTMENT COMMITTEE / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / COMMITTEE MEMBER / START DATE 09/10/2008. 2)Mercy Investment Services / 2039 North Geyer Road St. Louis,MO 63131 / Foundation/ Other Religous / Provides investment services for the Sisters of Mercy - Americas / Member of Board of Directors / / As member of the Investment Committee; serve on the Board of Directors to communicate Investment Commitee activities / Start Date 3/1/16 / Possible conference calls or meetings 3)THE 2014 IRREVOCABLE TRUST / TRUST/ OTHER IRREVOCABLE TRUST (FOR MINOR) / INVESTMENTS / TRUSTEE / / TRUSTEE / START DATE 9/30/2014 5)2014 IRREVOCABLE TRUST / REDWOOD CITY,CA 94061 / TRUST/ OTHER IRREVOCABLE TRUST (FOR MINOR) / INVESTMENT / TRUST / TRUSTEE / / TRUSTEE / START DATE 9/30/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-06 |
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