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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-26
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2024-08-26
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

2800 Sand Hill Road Suite 100, Menlo Park, CA 94025 • United States

Truckee, CA • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Menlo Park CA 08/1992 Present
Other Businesses

1)HANNA BOYS CENTER/17000 ARNOLD DRIVESONOMA, CA 95476-0100 / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / RESIDENTIAL TREATMENT CENTER FOR AT-RISK TEENAGE BOYS. HANNA BOYS CENTER IS AN INDEPENDENT, FAITH BASED, NONPROFIT ORGANIZATION. MEMBER OF INVESTMENT COMMITTEE / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / COMMITTEE MEMBER / START DATE 09/10/2008. 2)Mercy Investment Services / 2039 North Geyer Road St. Louis,MO 63131 / Foundation/ Other Religous / Provides investment services for the Sisters of Mercy - Americas / Member of Board of Directors / / As member of the Investment Committee; serve on the Board of Directors to communicate Investment Commitee activities / Start Date 3/1/16 / Possible conference calls or meetings 3)THE 2014 IRREVOCABLE TRUST / TRUST/ OTHER IRREVOCABLE TRUST (FOR MINOR) / INVESTMENTS / TRUSTEE / / TRUSTEE / START DATE 9/30/2014 5)2014 IRREVOCABLE TRUST / REDWOOD CITY,CA 94061 / TRUST/ OTHER IRREVOCABLE TRUST (FOR MINOR) / INVESTMENT / TRUST / TRUSTEE / / TRUSTEE / START DATE 9/30/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-23
S63 Uniform Securities Agent State Law Examination 1989-03-06
  • S65 Uniform Investment Adviser Law Examination
    1992-04-23
  • S63 Uniform Securities Agent State Law Examination
    1989-03-06
Other Names
  • Kathleen Mary Chalberg
  • Kathleen Mary Chalberg
  • Katie Chalberg
  • Kathleen Mary Cook
  • Kathleen Mary Chalbero
  • Kathleen Mary Snodgrass

View on SEC IAPD

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