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Raymond Gerard Schmalz

Lincoln Investment

St. Augustine, FL

Fort Washington, PA

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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-02
  • PA RA
    APPROVED
    Since 2017-03-02

Branch Locations

St. Augustine, FL • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc New York NY 04/2004 09/2016
Tiaa New York NY 11/2002 09/2016
Lincoln Investment Fort Washington PA 02/2017 Present
Unemployed Old Bridge NJ 10/2016 01/2017
  • 04/2004 → 09/2016
    Tiaa-Cref Individual & Institutional Services, Llc
    New York, NY
  • 11/2002 → 09/2016
    Tiaa
    New York, NY
  • 02/2017 → Present
    Lincoln Investment
    Fort Washington, PA
  • 10/2016 → 01/2017
    Unemployed
    Old Bridge, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-21
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Raymond G Schmalz

View on SEC IAPD

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