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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED_RES | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 10/2014 | 08/2020 |
| Way Financial Group | Kennesaw | GA | 12/2015 | Present |
| Capital Investment Group Inc | Raleigh | NC | 08/2020 | Present |
| Capital Investment Advisory Services Llc | Raleigh | NC | 08/2020 | Present |
1. Way Financial Group- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 10/01/2015 2. J Hanna & Associates Inc- Business Entity For Tax/Investment Purposes Only- GA 30144- Non Inv Rel- 1 hrs per mnth- 1 hr during trading- Start Date 10/01/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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