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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-01 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-10-18 |
Branch Locations
Marshall Main 115 West Drive South, Marshall, MI 49068 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Jackson | MI | 07/2016 | 01/2017 |
| Fifth Third Securities | Portage | MI | 01/2017 | 01/2018 |
| Infinex National Securities | Jackson | MI | 08/2016 | 01/2017 |
| Infinex Investments, Inc. | Meriden | CT | 02/2018 | 08/2019 |
| Flagstar Bank | Portage | MI | 01/2018 | 08/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2019 | Present |
| Tcf National Bank | Marshall | MI | 08/2019 | Present |
| Cetera Investment Advisors Llc | Marshall | MI | 08/2019 | Present |
| The Huntington Investment Company | Columbus | OH | 10/2021 | Present |
| Ameriprise Financial Services, Llc | Marshall | MI | 06/2026 | Present |
NONE POSITION: Referee NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/04/1981 ADDRESS: 6314 Hampton Street, Portage MI 49024, United States DESCRIPTION: I referee high school football, basketball and lacrosse. I receive a fee of roughly $70 per game. The games are in the evening and weekends during the seasons. My officiating lasts from September to May yearly. I have been doing this since 1981. There is no other business activity related to this, other than getting to games and officiating
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-27 |
| S65 | Uniform Investment Adviser Law Examination | 2002-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-13 |
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