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Robert Keith Mitnick

Seelaus Asset Management, LLC

Chatham, NJ

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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-29
  • NJ RA
    APPROVED
    Since 2015-01-29

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Seelaus & Co., Inc Chatham NJ 11/2001 Present
Seelaus Asset Management Chatham NJ 01/2015 Present
  • 11/2001 → Present
    R. Seelaus & Co., Inc
    Chatham, NJ
  • 01/2015 → Present
    Seelaus Asset Management
    Chatham, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 1988-10-20
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    1988-10-20

View on SEC IAPD

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