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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-30 |
| IN | RA | APPROVED | 1998-12-03 |
Branch Locations
7912 Carnegie Boulevard, Fort Wayne, IN 46804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1998-12-07 |
Branch Locations
7912 Carnegie Boulevard, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Ft. Wayne | IN | 09/1988 | Present |
| Summit Consultant Of Ins. Inc. | Fort Wayne | IN | 04/1989 | Present |
| Lpl Financial Llc | Fort Wayne | IN | 06/1995 | Present |
| Summit Consultants, Inc. | Fort Wayne | IN | 07/2007 | Present |
1. 08/11/2004 - SPOLTMAN FINANCIAL, INC. - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - ACCOUNTING PURPOSES ONLY. 2. 09/08/2004 - NO BUSINESS NAME - REAL ESTATE - INV REL - AT REPORTED BUSINESS LCOATION - JSJ ASSOCIATES, LLC-BUILDING AN 11,000 SQUARE FOOT OFFICE BUILDING IN FORT WAYNE, INDIANA. 3. 07/17/2007 - NO BUSINESS NAME - REGISTERED INVESTMENT ADVISOR - INV REL - AT REPORTED BUSINESS LOCATION - SUMMIT CONSULTANTS, INC - 0% TIME SPENT. 4. 08/20/2013 - SUMMIT CONSULTANTS, INC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 5. 09/19/2013 - NO BUSINESS NAME - NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - NOTARY FOR THE STATE OF INDIANA-USED FOR CLIENT CONVENIENCE-DO NOT CHARGE A FEE TO DO - 1% TIME SPENT. 6. 09/23/2013 - SUMMIT CONSULTANTS, INC. - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - STEPHEN J. SPOLTMAN - 5% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-28 |
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