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Little Rock, AR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-01-25 |
| TX | RA | APPROVED_RES | 2018-05-15 |
| LA | RA | APPROVED | 2018-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Asset Managers, Inc. | Little Rock | AR | 01/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
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