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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-06-11 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Glenmont, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 07/2002 | Present |
MINORITY OWNER WITH 7-8 OTHERS IN A FEW RACE HORSES. THIS IS NOT INVESTMENT RELATED AND WILL NOT BE SPENDING ANY TIME DIRECTLY ON THIS EFFORT. WILL HAVE NO PERSONAL DUTIES AND WILL SHARE IN WINNINGS IF THERE ARE ANY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-03 |
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