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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-16
  • FL RA
    APPROVED
    Since 2017-08-16

Branch Locations

Panama City Beach, FL • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2010 08/2017
Gwn Securities, Inc. Palm Beach Gardens FL 08/2017 Present
  • 06/2010 → 08/2017
    Axa Advisors, Llc
    New York, NY
  • 08/2017 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

Madison Brokerage, 65 Madison Ave, Morristown, NJ Selling life, health, and annuity insurance, paid by commission. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2017-08-14,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. INSURANCE INVESTMENT RELATED: Is Not Investment Related POSITION: Sales, Owner START DATE: 2024-01-05 HOURS PER MONTH: 4 hours per month DURING TRADING HOURS: 4 hours per month during trading hours DECSRIPTION: Outside Sales of Nonsecurities Life, Health and Annuity Insurance Products." GULF COAST STATE COLLEGE FOUNDATION INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "5230 West Hwy 98,Panama City, FL, 32401, United States", Fund Raising, Board Member, 10/1/2024, 3 hours per month, 0 hours per month during trading hours, Fund Raising for the College

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-29
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2010-09-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Other Names
  • Joe Hamner

View on SEC IAPD

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