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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-18
  • NY RA
    APPROVED
    Since 2025-07-18

Branch Locations

Plainview, NY • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Horsham PA 07/2008 03/2018
Hornor Townsend And Kent, Inc Horsham PA 07/2008 03/2018
Guardian Life Insurance Co Of America Meliville NY 06/2018 09/2018
Park Avenue Securities, Llc Melville NY 07/2018 09/2018
Foresters Financial Services Edison NJ 10/2018 06/2019
Securities America, Inc Plainview NY 06/2021 07/2022
Illinois Mutual Peoria IL 10/2019 02/2025
Unemployed Plainview NY 06/2019 10/2019
Vigilant Distributors, Llc Chadds Ford PA 04/2025 Present
Knights Of Columbus Asset Advisors New Haven CT 03/2025 Present
  • 07/2008 → 03/2018
    Penn Mutual Life Ins Co
    Horsham, PA
  • 07/2008 → 03/2018
    Hornor Townsend And Kent, Inc
    Horsham, PA
  • 06/2018 → 09/2018
    Guardian Life Insurance Co Of America
    Meliville, NY
  • 07/2018 → 09/2018
    Park Avenue Securities, Llc
    Melville, NY
  • 10/2018 → 06/2019
    Foresters Financial Services
    Edison, NJ
  • 06/2021 → 07/2022
    Securities America, Inc
    Plainview, NY
  • 10/2019 → 02/2025
    Illinois Mutual
    Peoria, IL
  • 06/2019 → 10/2019
    Unemployed
    Plainview, NY
  • 04/2025 → Present
    Vigilant Distributors, Llc
    Chadds Ford, PA
  • 03/2025 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurnace 2 Columbus Plaza New Haven CT Life Insurance, Annuities, LTC, DI Regional VP of Sales - 2/24/2025 start date 50 hrs/wk, 0 hours trading Work with GA's and Agents driving recruiting and life sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-18
S63 Uniform Securities Agent State Law Examination 2005-12-14
  • S65 Uniform Investment Adviser Law Examination
    2025-09-18
  • S63 Uniform Securities Agent State Law Examination
    2005-12-14
Designations
Other Names
  • Allan Roy Sternberg
  • Allan Roy Sternberg
  • Allan Roy Sternberg

View on SEC IAPD

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