Steven John Wagner

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-08-29
PA	RA	APPROVED	2024-08-29

NJ RA
APPROVED

Since 2024-08-29
PA RA
APPROVED

Since 2024-08-29

Branch Locations

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Federated Hermes	Pittsburgh	PA	11/1997	09/2023
Cetera Advisors Llc	St Cloud	MN	06/2024	07/2024
Cetera Advisors Llc	St Cloud	MN	07/2024	Present
Unemployed	Pittsburgh	PA	09/2023	06/2024
Cetera Investment Advisers Llc	Schaumburg	IL	08/2024	Present

11/1997 → 09/2023

Federated Hermes

Pittsburgh, PA
06/2024 → 07/2024

Cetera Advisors Llc

St Cloud, MN
07/2024 → Present

Cetera Advisors Llc

St Cloud, MN
09/2023 → 06/2024

Unemployed

Pittsburgh, PA
08/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: BRAY FARM INCOME ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL START DATE: 07/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PERFORM ADVISORY SERVICES. MANAGE FINANCIAL AFFAIRS OF THE ENTITY;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-08-19
S65	Uniform Investment Adviser Law Examination	2024-04-25

S63 Uniform Securities Agent State Law Examination

2024-08-19
S65 Uniform Investment Adviser Law Examination

2024-04-25

Other Names

Steven J Wagner

View on SEC IAPD