Charles Edward Headley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-24
PA	RA	APPROVED	2022-05-18

TX RA
APPROVED_RES

Since 2025-01-24
PA RA
APPROVED

Since 2022-05-18

Branch Locations

101 Hollywood Dr, Butler, PA 16001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	11/1991	Present
Cuna Mutual Group	Waverly	IA	11/1991	Present
Lpl Financial Llc	Butler	PA	05/2022	Present

11/1991 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
11/1991 → Present

Cuna Mutual Group

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Butler, PA

Previous Registrations

2005-08-23 → 2022-05-18

Cuna Brokerage Services, Inc.

Butler, PA

Butler, PA

Other Businesses

1.05/11/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name MEMBERS Financial Services; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/21/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name ARMCO Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 08/19/2026; 200hrs/mth; 140hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-24
S63	Uniform Securities Agent State Law Examination	1988-10-19

S65 Uniform Investment Adviser Law Examination

1999-05-24
S63 Uniform Securities Agent State Law Examination

1988-10-19

Other Names

Chuck Headley

View on SEC IAPD