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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-04-15 |
| CT | RA | APPROVED | 1994-03-15 |
Branch Locations
New Canaan, CT • United States
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Trustee and POA for a trust for non-family member; 01/01/1995, General Agent for Transamerica, The New Canaan Group, 1266 E. Main Street, 6th Floor, Stamford, CT 06902, 4 hrs/month, $20000 annual comp; 10/31/2017, member of a LLC, SAC Leasing TO, 5400 Laurel Springs Parkway, Unit 408, Suwanee, GA 30024, 1 hr/month, $0 comp; 12/09/1996, Shareholder of ARC (Equitable Agents Reinsurance Company), Executive Office, One Belmont Ave, Suite 705, Bala Cynwyd, PA 19004, 0 hrs, $15000 annual comp; 12/01/1993, member of a LLC, New Canaan Group, 6th Floor, 1266 E. Main Street, Stamford, CT 06902, used as my DBA, 1 hr/month, various other outside insurance business; Approved for Life Settlements through Ashar Group, 2hrs/month $20000 annual comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-09 |
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