Paul Edward Grutzner

Current Employers

Employment History

• 11/2010 → 04/2019
  Financial Advocates Investment Management
  Seattle, WA
• 11/2010 → 09/2018
  Lpl Financial Llc
  Bellevue, WA
• 09/2018 → 03/2022
  Kestra Financial, Inc.
  Bellevue, WA
• 04/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 05/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Bellevue, WA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Bellevue, WA

Previous Registrations

• 2018-09-21 → 2022-04-06
  Kestra Advisory Services, Llc
  Bellevue, WA
  Austin, TX
  Bellevue, WA
• 2010-11-10 → 2019-04-10
  Financial Advocates Investment Management
  Seattle, WA
  Olympia, WA
• 2016-01-13 → 2016-01-14
  Lpl Financial Llc
  Olympia, WA
  Bellevue, WA
  Bryan, OH
  Bellevue, WA
  Aliso Viejo, CA
• 2008-03-04 → 2010-12-01
  Nrp Advisors, Inc.
  Seattle, WA
• 2006-11-30 → 2008-10-15
  Nrp Financial, Inc.
  Seattle, WA
  Bryan, OH
  Bryan, OH
• 2005-03-04 → 2006-11-30
  Financial Telesis Inc
  Seattle, WA
  Newton, MA
• 2002-12-05 → 2005-03-15
  Wells Fargo Advisors Financial Network, Llc
  Seattle, WA
• 1999-01-26 → 2002-06-27
  Cibc World Markets Corp.
  Seattle, WA

Other Businesses

1) Business Name: Veristone Capital; Investment Related: Yes; Address of Business: 6725 116th Ave., Kirkland, WA 98033; Nature of Business: Real Estate Lending; Position: Board Member; Start Date: 02/01/2022; Hours Devoted during Month: 8 hrs; Time During Trading Hours: 0; Duties: Operations, Systems, Marketing, Growth initiatives 2) Business Name: Breckenridge Drive Rental Home; Investment Related: Yes; Address of Business: 430 Breckenridge Dr, Ronald, WA 98940; Nature of Business: Rental Home; Position: Owner; Start Date: 03/01/2017; Hours Devoted during Month: 0 hrs; Time During Trading Hours: 0; Duties: Owner, we have a rental agency that handles it. 3) Business Name: PB REO; Investment Related: No; Address of Business: 1916 Pi9ke Place #12-722, Seattle, WA 98101; Nature of Business: Real Estate (land); Position: Co-Owner; Start Date: 01/06/2010; Hours Devoted during Month: 0 hrs; Time During Trading Hours: 0; Duties: None. 4)Gallagher Benefit Services, Inc; investment related;2850 Golf Road, Rolling Meadows, IL 60008;retirement plan consulting services; senior area vice president;4/1/2018;40 hrs/month;2 hrs during trading; retirement plan consulting 5)Gallagher Fiduciary Advisors, LLC; investment related;2850 Golf Road, Rolling Meadows, IL 60008;investment consulting; enior area vice president;4/1/2022;140 hrs/month;6 hrs during trading; retirement plan consulting 2) VERISTONE POSITION: Advisory Board NATURE: first lien real estate lending INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2020 ADDRESS: 675 116th ave ne, suite 210, kirkland WA 98033, United States DESCRIPTION: help provide finical guidance on audit and lien pool 3) GALLAGHER BENEFIT SERVICES, LLC POSITION: Senior Area Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 04/30/2018 ADDRESS: 10900 ne 8th st suite 750, Bellevue WA 98004, United States DESCRIPTION: Retirement plan producer 4) GALLAGHER FIDUCIARY ADVISOR LLCS POSITION: retirement plan advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 120 START DATE: 04/30/2018 ADDRESS: 10900 ne 8th st, suite 750, Bellevue WA 98004, United States DESCRIPTION: help provide financial guidance on retirement plans

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-08
• S63 Uniform Securities Agent State Law Examination
  1989-01-06

Other Names

• Paul Grutzner