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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-05-03
  • PA RA
    APPROVED
    Since 2010-05-03

Branch Locations

600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northswester Mutual Life Insurance C Milwaukee WI 09/1987 Present
Nml Equity Services Inc Milwaukee WI 07/1988 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1988 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-25
  • S63 Uniform Securities Agent State Law Examination
    1988-08-25
Designations
Other Names
  • Jim Fanning

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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