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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-30 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.L. Williams | San Diego | CA | 06/1987 | Present |
| New Vision International | San Diego | CA | 04/1996 | Present |
| Charles Schwab & Co., Inc. | San Diego | CA | 09/2023 | Present |
NORDSTROM (RETAIL SALES) 4321 LA JOLLA VILLAGE DRIVE SAN DIEGO,CA 92122 NORDSTROM POSITION: ASSOCIATE NATURE: RETAIL SALES, 4321 LA JOLLA VILLAGE DRIVE SAN DIEGO,CA 92122 INVESTMENT RELATED: NO NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 4321 LA JOLLA VILLAGE DR, SAN DIEGO CA 92122 DESCRIPTION: CASHIER AND OCCASIONAL RETAIL SALES BUT MOSTLY CUSTOMER SERVICE. HANGING CLOTHES, FOLDING SWEATERS, FOLDING PANTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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