Mark Allen Moore

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	1998-07-07
TX	RA	APPROVED	1991-01-01

OK RA
APPROVED

Since 1998-07-07
TX RA
APPROVED

Since 1991-01-01

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Austin	TX	07/1989	Present

07/1989 → Present

Ubs Financial Services Inc.

Austin, TX

Other Businesses

Regents School of Austin / 3230 Travis Country Circle Austin,Texas 78735 / Other/ Education / Education / Member of a committee representing the interests of any third party/parties with a relationship with the organization (i.e. Creditor's Committee) / / Investment Committee for Endowment Fund / Start Date 06/26/2017/Private school /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-15
S63	Uniform Securities Agent State Law Examination	1988-07-26

S65 Uniform Investment Adviser Law Examination

1996-04-15
S63 Uniform Securities Agent State Law Examination

1988-07-26