Adam Charles Carlini

Current Employers

Dynamic Wealth Advisors

14749 W. Mountain View Blvd. Suite 144, Surprise, AZ 85374 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-01-22
AZ	RA	APPROVED	2014-01-03

UT RA
APPROVED

Since 2025-01-22
AZ RA
APPROVED

Since 2014-01-03

Branch Locations

Heber City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Dynamic Wealth Advisors	Surprise	AZ	06/2012	Present
Leigh Baldwin & Co., Llc	Cazenovia	NY	01/2014	11/2022

06/2012 → Present

Dynamic Wealth Advisors

Surprise, AZ
01/2014 → 11/2022

Leigh Baldwin & Co., Llc

Cazenovia, NY

Previous Registrations

2011-12-09 → 2013-12-31

Kms Financial Services, Inc.

Surprise, AZ

Seattle, WA
2010-06-02 → 2011-12-20

Wealth Management International, Ltd.

Peoria, AZ
2004-09-02 → 2010-09-14

The Planners Network, Inc.

Peoria, AZ
2001-10-24 → 2010-04-26

National Planning Corporation

Peoria, AZ

Peoria, AZ

Other Businesses

2012: Dynamic Tax Advisors LLC; tax planning and preparation; 34% owner, non investment related; aprox 100 hrs/year during non market hours. 1988: Dynamic Wealth Management; Life Insurance, Fixed Annuities, Estate Planning; 100% sole prop; investment related DBA; less than 2% of time

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-17
S63	Uniform Securities Agent State Law Examination	1988-07-27

S66 Uniform Combined State Law Examination

2002-04-17
S63 Uniform Securities Agent State Law Examination

1988-07-27

View on SEC IAPD