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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-14
TX RA APPROVED 2024-11-13
NJ RA APPROVED 2008-11-03
  • FL RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED
    Since 2024-11-13
  • NJ RA
    APPROVED
    Since 2008-11-03

Branch Locations

Delray, FL • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Parlin, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Parsippany NJ 10/2009 Present
  • 10/2009 → Present
    Rbc Capital Markets Corporation
    Parsippany, NJ
Previous Registrations
  • 2002-04-24 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
Other Businesses

MARKET TRANSFER FACIYLI (AGENT) AUTO INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S66 Uniform Combined State Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03
Designations

View on SEC IAPD

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