David Brian Lennox

Current Employers

Eastwind Capital Wealth Management

921 Eastwind Drive Suite 101, Westerville, OH 43081 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-11-14
OH	RA	APPROVED	2022-05-12

PA RA
APPROVED

Since 2022-11-14
OH RA
APPROVED

Since 2022-05-12

Branch Locations

921 Eastwind Drive Suite 101, Westerville, OH 43081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.B. Lennox Inc.	Gahanna	OH	07/2003	Present
Eastwind Capital, Llc	Westerville	OH	05/2008	03/2021
Estate Planning Professionals	Westerville	OH	06/1991	Present
Eastwind Capital, Llc	Westerville	OH	05/2022	Present

07/2003 → Present

D.B. Lennox Inc.

Gahanna, OH
05/2008 → 03/2021

Eastwind Capital, Llc

Westerville, OH
06/1991 → Present

Estate Planning Professionals

Westerville, OH
05/2022 → Present

Eastwind Capital, Llc

Westerville, OH

Previous Registrations

2008-06-13 → 2021-03-31

Eastwind Capital Wealth Management

Westerville, OH
2007-01-11 → 2008-08-04

Wall Street Financial Group, Inc.

Westerville, OH

Victor, NY

Westerville, OH
2005-07-14 → 2005-12-31

Geneos Wealth Management, Inc.

Columbus, OH

Westerville, OH
2001-10-10 → 2003-12-31

Brecek & Young Advisors, Inc.

Columbus, OH

Other Businesses

ESTATE PLANNING PROFESSIONALS; NON-INVESTMENT RELATED; WESTERVILLE, OH; INSURANCE SERVICES; REPRESENTATIVE; 06/1991; APPROXIMATELY 60% OF TIME SPENT IN THIS BUSINESS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-10
S63	Uniform Securities Agent State Law Examination	2000-10-04

S66 Uniform Combined State Law Examination

2007-01-10
S63 Uniform Securities Agent State Law Examination

2000-10-04

View on SEC IAPD