Paul Bendus Shockley

Current Employers

Employment History

• 09/1981 → Present
  Ivy Properties, Lllp
  Parker, CO
• 08/2016 → 11/2016
  Axa Advisors, Llc
  Denver, CO
• 11/2016 → 10/2019
  Guardian Life Ins
  Greenwood Village, CO
• 12/2016 → 09/2019
  Park Avenue Securities
  Greenwood Village, CO
• 09/2021 → 11/2025
  Lion Street Financial
  Denver, CO
• 11/2025 → Present
  Integrity Alliance, Llc.
  Parker, CO

Previous Registrations

• 2021-09-10 → 2025-11-03
  Lion Street Advisors, Llc
  Austin, TX
  Denver, CO
• 2017-01-26 → 2019-10-02
  Park Avenue Securities Llc
  Greenwood Village, CO
• 2016-09-01 → 2016-11-09
  Equitable Advisors, Llc
  Lakewood, CO
• 2013-03-28 → 2014-09-24
  Equitable Advisors, Llc
  Denver, CO
  Lakewood, CO
  Lakewood, CO
• 1999-02-11 → 2011-06-29
  Shockley Financial Corp.
  Aurora, CO

Other Businesses

1. Ivy Properties, LLP This is a limited partnership that owns one warehouse in Denver. It was formed for the sole purpose of acquiring one property for the purpose of future appreciation and cash flow Start: 09/01/1981 Address: 20321 Autumn Maple Circle Parker, CO 80138 8 hrs per month Investment related 2. TEKRAM Investment Club Start: 03/15/2017 Address: Meeting Place: Cherry Hills Country Club 4125 S. University Blvd. Cherry Hills Village, CO 80113 2 non bus hrs per month Investment related, but no clients and I give no advice 3. OAKMONT GROUP POSITION: 1099 Employee NATURE: Oakmont Group is an insurance agency. We sell life insurance to high net worth individuals, families and businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2014 ADDRESS: 1800 West Loop South, Suite 1220, Houston TX 77027, United States DESCRIPTION: I find potential prospects who may be interested in life insurance. So essentially, a sales position. Compensation is strictly commission based, no salary.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-12-05
• S65 Uniform Investment Adviser Law Examination
  1999-02-11