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Daniel Ray Murphy

Osaic Wealth, Inc.

Spokane, WA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-06-10
CA RA APPROVED 2024-06-06
WA RA APPROVED 2023-11-03
  • MT RA
    APPROVED
    Since 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-06
  • WA RA
    APPROVED
    Since 2023-11-03

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Spokane WA 02/2009 11/2023
Osaic Wealth, Inc. Spokane WA 11/2023 Present
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Spokane, WA
  • 11/2023 → Present
    Spokane, WA
Previous Registrations
  • 2011-07-06 → 2023-11-03
    Fsc Securities Corporation
    Spokane, WA
Other Businesses

1) DANIEL MURPHY; POSITION: Other - financial advisor, independent life health and disability rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1989 ADDRESS: 324 w 37th ave, spokane WA 99203; DESCRIPTION: adress life insurace needs if they need to be adressed as part of over all fact finding interview 2) M.S.I.S. INCMEDICARE SUPPLEMENT INSURANCE SERVICE; POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2013 ADDRESS: 2704 n oak st bldg j, valdosta GA 31602; DESCRIPTION: sell medicare supplements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
S63 Uniform Securities Agent State Law Examination 1989-12-21
  • S66 Uniform Combined State Law Examination
    2011-05-20
  • S63 Uniform Securities Agent State Law Examination
    1989-12-21
Other Names
  • Daniel R Murphy

View on SEC IAPD

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