Joseph C Lacagnina

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2000-05-02

FL RA
APPROVED

Since 2000-05-02

Branch Locations

5295 Tamiami Trail North, Naples, FL 34103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Naples	FL	04/2000	Present
Charles Schwab Bank, Ssb	Naples	FL	02/2005	Present

04/2000 → Present

Charles Schwab & Co., Inc.

Naples, FL
02/2005 → Present

Charles Schwab Bank, Ssb

Naples, FL

Previous Registrations

2022-03-29 → 2022-10-14

Td Ameritrade, Inc.

Naples, FL

Omaha, NE

Naples, FL

Naples, FL

Naples, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-22

S63 Uniform Securities Agent State Law Examination

2000-01-22

Other Names

Joseph Charles Lacagnina
Joseph Lacagnina

View on SEC IAPD