Best Investors Account Sign in

Marcus Scott Seabock

LPl Financial LLC

Santa Fe, NM

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-01-16
NM RA APPROVED 2009-07-01
  • WA RA
    APPROVED
    Since 2018-01-16
  • NM RA
    APPROVED
    Since 2009-07-01

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Santa Fe NM 07/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-07-08
    Morgan Stanley
    Santa Fe, NM
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Santa Fe, NM
  • 2000-01-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-17
  • S66 Uniform Combined State Law Examination
    1999-08-17

View on SEC IAPD

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor